National Institute on Alcohol Abuse and Alcoholism No. 38 October 1997
Alcohol, Violence, and Aggression
Scientists and nonscientists alike have long recognized a
two-way association between alcohol consumption and violent or aggressive
behavior (1). Not only may alcohol consumption promote aggressiveness, but
victimization may lead to excessive alcohol consumption. Violence may be defined
as behavior that intentionally inflicts, or attempts to inflict, physical harm.
Violence falls within the broader category of aggression, which also includes
behaviors that are threatening, hostile, or damaging in a nonphysical way (2).
This Alcohol Alert explores the association between alcohol consumption,
violence, and aggression and the role of the brain in regulating these
behaviors. Understanding the nature of these associations is essential to
breaking the cycle of alcohol misuse and violence.
Extent of the Alcohol-Violence Association
Based on published studies, Roizen (3) summarized the
percentages of violent offenders who were drinking at the time of the offense as
follows: up to 86 percent of homicide offenders, 37 percent of assault
offenders, 60 percent of sexual offenders, up to 57 percent of men and 27
percent of women involved in marital violence, and 13 percent of child abusers.
These figures are the upper limits of a wide range of estimates. In a
community-based study, Pernanen (4) found that 42 percent of violent crimes
reported to the police involved alcohol, although 51 percent of the victims
interviewed believed that their assailants had been drinking.
Alcohol-Violence Relationships
Several models have been proposed to explain the complex
relationships between violence or aggression and alcohol consumption. To avoid
exposing human or animal subjects to potentially serious injury, research
results discussed below are largely based on experiments on nonphysical
aggression. Other studies involving humans are based on epidemiological surveys
or data obtained from archival or official sources.
Alcohol Misuse Preceding Violence
Direct Effects of Alcohol. Alcohol may encourage
aggression or violence by disrupting normal brain function. According to the
disinhibition hypothesis, for example, alcohol weakens brain mechanisms that
normally restrain impulsive behaviors, including inappropriate aggression
(5). By impairing information processing, alcohol can also lead a person
to misjudge social cues, thereby overreacting to a perceived threat (6).
Simultaneously, a narrowing of attention may lead to an inaccurate assessment of
the future risks of acting on an immediate violent impulse (7).
Many researchers have explored the relationship of alcohol to
aggression using variations of an experimental approach developed more than 35
years ago (8,9). In a typical example, a subject administers electric shocks or
other painful stimuli to an unseen "opponent," ostensibly as part of a
competitive task involving learning and reaction time. Unknown to the subject,
the reactions of the nonexistent opponent are simulated by a computer. Subjects
perform both while sober and after consuming alcohol. In many studies, subjects
exhibited increased aggressiveness (e.g., by administering stronger shocks) in
proportion to increasing alcohol consumption (10).
These findings suggest that alcohol may facilitate aggressive
behavior. However, subjects rarely increased their aggression unless they felt
threatened or provoked. Moreover, neither intoxicated nor sober participants
administered painful stimuli when nonaggressive means of communication (e.g., a
signal lamp) were also available (5,9).
These results are consistent with the real-world observation
that intoxication alone does not cause violence (4). The following subsections
explore some mechanisms whereby alcohol's direct effects may interact with other
factors to influence the expression of aggression.
Social and Cultural Expectancies. Alcohol consumption
may promote aggression because people expect it to (5). For example, research
using real and mock alcoholic beverages shows that people who believe they have
consumed alcohol begin to act more aggressively, regardless of which beverage
they actually consumed (10). Alcohol-related expectancies that promote male
aggressiveness, combined with the widespread perception of intoxicated women as
sexually receptive and less able to defend themselves, could account for the
association between drinking and date rape (11).
In addition, a person who intends to engage in a violent act
may drink to bolster his or her courage or in hopes of evading punishment or
censure (12,13). The motive of drinking to avoid censure is encouraged by the
popular view of intoxication as a "time-out," during which one is not subject to
the same rules of conduct as when sober (14,15).
Violence Preceding Alcohol Misuse
Childhood Victimization. A history of childhood sexual
abuse (16) or neglect (17) is more likely among women with alcohol
problems than among women without alcohol problems. Widom and colleagues (17)
found no relationship between childhood victimization and subsequent alcohol
misuse in men. Even children who only witness family violence may learn to
imitate the roles of aggressors or victims, setting the stage for alcohol abuse
and violence to persist over generations (18). Finally, obstetric complications
that damage the nervous system at birth, combined with subsequent
parental neglect such as might occur in an alcoholic family, may predispose one
to violence, crime, and other behavioral problems by age 18 (19,20).
Violent Life s. Violence may precede alcohol misuse
in offenders as well as victims. For example, violent people may be more likely
than nonviolent people to select or encounter social situations and subcultures
that encourage heavy drinking (21). In summary, violence may contribute to
alcohol consumption, which in turn may perpetuate violence.
Common Causes for Alcohol Misuse and Violence
In many cases, abuse of alcohol and a propensity to violence
may stem from a common cause (22). This cause may be a temperamental trait, such
as a risk-seeking personality, or a social environment (e.g., delinquent peers
or lack of parental supervision) that encourages or contributes to deviant
behavior (21).
Another example of a common cause relates to the frequent
co-occurrence of antisocial personality disorder (ASPD) and early-onset (i.e.,
type II) alcoholism (23). ASPD is a psychiatric disorder characterized by
a disregard for the rights of others, often manifested as a violent or criminal
life . Type II alcoholism is characterized by high heritability from father
to son; early onset of alcoholism (often during adolescence); and antisocial,
sometimes violent, behavioral traits (24). Type II alcoholics and
persons with ASPD overlap in their tendency to violence and excessive alcohol
consumption and may share a genetic basis (23).
Spurious Associations
Spurious associations between alcohol consumption and violence
may arise by chance or coincidence, with no direct or common cause. For example,
drinking is a common social activity for many adult Americans, especially those
most likely to commit violent acts. Therefore, drinking and violence may occur
together by chance (5). In addition, violent criminals who drink heavily
are more likely than less intoxicated offenders to be caught and consequently
are overrepresented in samples of convicts or arrestees (7). Spurious
associations may sometimes be difficult to distinguish from common-cause
associations.
Physiology of Violence
Although individual behavior is shaped in part by the
environment, it is also influenced by biological factors (e.g., hormones) and
ultimately planned and directed by the brain. Individual differences in brain
chemistry may explain the observation that excessive alcohol consumption may
consistently promote aggression in some persons, but not in others (25). The
following subsections highlight some areas of intensive study.
Serotonin
Serotonin, a chemical messenger in the brain, is thought to
function as a behavioral inhibitor. Thus, decreased serotonin activity is
associated with increased impulsivity and aggressiveness (26) as well as with
early-onset alcoholism among men (27).
Researchers have developed an animal model that simulates many
of the characteristics of alcoholism in humans. Rhesus macaque monkeys sometimes
consume alcohol in sufficient quantities to become intoxicated. Macaques with
low serotonin activity consume alcohol at elevated rates (25); these monkeys
also demonstrate impaired impulse control, resulting in excessive and
inappropriate aggression (25,27). This behavior and brain chemistry closely
resemble that of type II alcoholics. Interestingly, among both macaques and
humans, parental neglect leads to early-onset aggression and excessive alcohol
consumption in the offspring, again correlated with decreased serotonin activity
(27).
Although data are inconclusive, the alcohol-violence link may
be mediated by chemical messengers in addition to serotonin, such as dopamine
and norepinephrine (28). There is also considerable overlap among nerve cell
pathways in the brain that regulate aspects of aggression (29), sexual behavior,
and alcohol consumption (30). These observations suggest a biological basis for
the frequent co-occurrence of alcohol intoxication and sexual
violence.
Testosterone
The steroid hormone testosterone is responsible for the
development of male primary and secondary sexual characteristics. High
testosterone concentrations in criminals have been associated with violence,
suspiciousness, and hostility (31,32). In animal experiments, alcohol
administration increased aggressive behavior in socially dominant squirrel
monkeys, who already exhibited high levels of aggression and testosterone (33).
Alcohol did not, however, increase aggression in subordinate monkeys, which
exhibited low levels of aggression and testosterone (6).
These findings may shed some light on the life cycle of
violence in humans. In humans, violence occurs largely among adolescent and
young adult males, who tend to have high levels of testosterone compared
with the general population. Young men who exhibit antisocial behaviors often
"burn out" with age, becoming less aggressive when they reach their forties
(34). By that age, testosterone concentrations are decreasing, while serotonin
concentrations are increasing, both factors that tend to restrain violent
behavior (35).
Conclusion
No one model can account for all individuals or types of
violence. Alcohol apparently may increase the risk of violent behavior only for
certain individuals or subpopulations and only under some situations and
social/cultural influences (4,36).
Although much remains to be learned, research suggests that
some violent behavior may be amenable to treatment and some may be preventable.
One study found decreased levels of marital violence in couples who completed
behavioral marital therapy for alcoholism and remained sober during followup
(37). Results of another study (7) suggest that a 10-percent increase in the
beer tax could reduce murder by 0.3 percent, rape by 1.32 percent, and robbery
by 0.9 percent. Although these results are modest, they indicate a direction for
future research. In addition, preliminary experiments have identified
medications that have the potential to reduce violent behavior. Such medications
include certain anticonvulsants (e.g., carbamazepine) (38); mood stabilizers
(e.g., lithium) (39); and antidepressants, especially those that increase
serotonin activity (e.g., fluoxetine) (40,41). However, these studies either did
not differentiate alcoholic from nonalcoholic subjects or excluded alcoholics
from participation.
Alcohol, Violence, and Aggression--A Commentary by NIAAA Director Enoch
Gordis, M.D.
Both alcohol use and violence are common in our society,
and there are many associations between the two. Understanding the nature of
these associations, including the environmental and biological antecedents of
each and the ways in which they may be related, is essential to developing
effective strategies to prevent alcohol-related violence as well as other social
problems, such as domestic violence, sexual assault, and childhood abuse and
neglect. Because no area of science stands apart from another, understanding
more about alcohol-related violence also will shed light on violence in general
and produce information that may be useful to reducing it.
Science has made progress on elucidating the environmental and
biological antecedents of alcohol abuse and alcoholism; less progress has been
made toward understanding the causes of violence. Understanding the biology of
violence will help us to clearly define the role of the environment in
increasing the risk for violence and increase our understanding of who is at
risk for violent behavior. This understanding also will help us to develop
effective interventions--both social and medical where intended--to help those
whose violence has caused trouble for themselves and others.
References
(1)Reiss, A.J., Jr., & Roth, J.A., eds.
Understanding and Preventing Violence. Vol. 3. Washington, DC:
National Academy Press, 1994. (2)Moss, H.B., & Tarter, R.E. Substance
abuse, aggression, and violence. Am J Addict 2(2):149-160, 1993.
(3)Roizen, J. Epidemiological issues in alcohol-related violence. In:
Galanter, M., ed. Recent Developments in Alcoholism. Vol. 13. New York:
Plenum Press, 1997. pp. 7-40. (4)Pernanen, K. Alcohol in Human
Violence. New York: Guilford Press, 1991. (5)Gustafson, R. Alcohol
and aggression. J Offender Rehabil 21(3/4):41-80, 1994. (6)Miczek,
K.A., et al. Alcohol, GABAA-benzodiazepine receptor complex, and aggression.
In: Galanter, M., ed. Recent Developments in Alcoholism. Vol. 13.
New York: Plenum Press, 1997. pp. 139-171. (7)Cook, P.J., &
Moore, M.J. Economic perspectives on reducing alcohol-related violence. In:
Martin, S.E., ed. Alcohol and Interpersonal Violence. NIAAA Research
Monograph No. 24. NIH Pub. No. 93-3496. Rockville, MD: NIAAA, 1993. pp. 193-212.
(8)Buss, A.H. The Psychology of Aggression. New York: Wiley, 1961.
(9)Gustafson, R. What do experimental paradigms tell us about
alcohol-related aggressive responding? J Stud Alcohol 11(suppl):20-29,
1993. (10)Bushman, B.J. Effects of alcohol on human aggression: Validity
of proposed explanations. In: Galanter, M., ed. Recent Developments in
Alcoholism. Vol. 13. New York: Plenum Press, 1997. pp. 227-243. (11)Lang,
A.R. Alcohol-related violence: Psychological perspectives. In: Martin, S.E.,
ed. Alcohol and Interpersonal Violence. NIAAA Research Monograph No. 24.
NIH Pub. No. 93-3496. Rockville, MD: NIAAA, 1993. pp. 121-148.
(12)Collins, J.J. Alcohol and interpersonal violence: Less than meets the
eye. In: Wolfgang, M.E., eds. Pathways to Criminal Violence. Newbury
Park, CA: Sage Publications, 1989. pp. 49-67. (13)Fagan, J. Intoxication
and aggression. In: Tonry, M., & Wilson, J.Q., eds. Crime and
Justice. Vol. 13. Chicago: Univ. of Chicago Press, 1990. pp. 241-320.
(14)MacAndrew, C., & Edgerton, R.B. Drunken Comportment.
Chicago: Aldine Publishing, 1969. (15)Zack, M., & Vogel-Sprott, M.
Drunk or sober? Learned conformity to a behavioral standard. J Stud
Alcohol 58(5):495-501, 1997. (16)Miller, B.A. Investigating links
between childhood victimization and alcohol problems. In: Martin, S.E., ed.
Alcohol and Interpersonal Violence. NIAAA Research Monograph No. 24. NIH
Pub. No. 93-3496. Rockville, MD: NIAAA, 1993. pp. 315-323. (17)Widom, C.S.,
et al. Alcohol abuse in abused and neglected children followed-up: Are they
at increased risk? J Stud Alcohol 56(2):207-217, 1995. (18)Brookoff,
D., et al. Characteristics of participants in domestic violence: Assessment
at the scene of domestic assault. JAMA 277(17):1369-1373, 1997.
(19)Raine, A., et al. Birth complications combined with early maternal
rejection at age 1 year predispose to violent crime at age 18 years. Arch Gen
Psychiatry 51(12):984-988, 1994. (20)Raine, A., et al. High rates of
violence, crime, academic problems, and behavioral problems in males with both
early neuromotor deficits and unstable family environments. Arch Gen
Psychiatry 53(6):544-549, 1996. (21)White, H.R. Longitudinal
perspective on alcohol use and aggression during adolescence. In: Galanter, M.,
ed. Recent Developments in Alcoholism. Vol. 13. New York: Plenum
Press, 1997. pp. 81-103. (22)Jessor, R., & Jessor, S.L. Problem
Behavior and Psychosocial Development. New York: Academic Press, 1977.
(23)Virkkunen, M., et al. Serotonin in alcoholic violent offenders.
Ciba Foundation Symposium 194:168-182, 1995. (24)Cloninger, C.R.,
et al. Inheritance of alcohol abuse: Cross-fostering analysis of adopted
men. Arch Gen Ps ychiatry 38:861-868, 1981. (25)Higley, J.D., et
al. A nonhuman primate model of type II excessive alcohol consumption? Part 1.
Low cerebrospinal fluid 5-hydroxyindoleacetic acid concentrations and diminished
social competence correlate with excessive alcohol consumption. Alcohol Clin
Exp Res 20(4):629-642, 1996. (26)Virkkunen, M., & Linnoila, M.
Serotonin and glucose metabolism in impulsively violent alcoholic offenders. In:
Stoff, D.M., & Cairns, R.B., eds. Aggression and Violence. Mahwah,
NJ: Lawrence Erlbaum, 1996. pp. 87-100. (27)Higley, J.D., & Linnoila,
M. A nonhuman primate model of excessive alcohol intake: Personality and
neurobiological parallels of type I- and type II-like alcoholism. In: Galanter,
M., ed. Recent Developments in Alcoholism. Vol. 13. New York:
Plenum Press, 1997. pp. 192-219. (28)Coccaro, E.F., & Kavoussi, R.J.
Neurotransmitter correlates of impulsive aggression. In: Stoff, D.M., &
Cairns, R.B., eds. Aggression and Violence. Mahwah, NJ: Lawrence Erlbaum,
1996. pp. 67-86. (29)Alexander, G., et al. Parallel organization of
functionally segregated circuits linking basal ganglia and cortex. Annu Rev
Neurosci 9:357-381, 1986. (30)Modell, J.G., et al. Basal
ganglia/limbic striatal and thalamocortical involvement in craving and loss of
control in alcoholism. J Neuropsychiatry Clin Neurosci 2(2):123-144,
1990. (31)Dabbs, J.M., Jr., et al. Salivary testosterone and cortisol
among late adolescent male offenders. J Abnorm Child Psychol
19(4):469-478, 1991. (32)Virkkunen, M., et al. CSF biochemistries,
glucose metabolism, and diurnal activity rhythms in alcoholic, violent
offenders, fire setters, and healthy volunteers. Arch Gen
Psychiatry 51:20-27, 1994. (33)Miczek, K.A., et al. Alcohol, drugs of
abuse, aggression, and violence. In: Reiss, A.J., & Roth, J.A., eds.
Understanding and Preventing Violence. Vol. 3. Washington, DC: National
Academy Press, 1994. pp. 377-570. (34)Robins, L.N. Deviant Children
Grown Up. Baltimore: Williams & Wilkins, 1996. (35)Brown, G.L.,
& Linnoila, M.I. CSF serotonin metabolite (5-HIAA) studies in
depression, impulsivity, and violence. J Clin Psychiatry
51(4)(suppl):31-43, 1990. (36)Lipsey, M.W., et al. Is there a
causal relationship between alcohol use and violence? A synthesis of evidence.
In: Galanter, M., ed. Recent Developments in Alcoholism. Vol. 13. New
York: Plenum Press, 1997. pp. 245-282. (37)O'Farrell, T.J., & Murphy,
C.M. Marital violence before and after alcoholism treatment. J Consult Clin
Psychol 63:256-262, 1995. (38)Gardner, D.L., & Cowdry, R.W.
Positive effects of carbamazepine on behavioral dyscontrol in BORDERline
personality disorder. Am J Psychiatry 143(4):519-522, 1986.
(39)Sheard, M.H., et al. The effect of lithium on impulsive behavior in
man. Am J Psychiatry 133:1409-1413, 1976. (40)Coccaro, E.F., et
al. Fluoxetine treatment of compulsive aggression in DSM-III-R
personality disorder patients. J Clin Psychopharm 10:373-375, 1990.
(41)Salzman, C., et al. Effect of fluoxetine on anger in symptomatic
volunteers with BORDERline personality disorder. J Clin Psychopharm
15(1):23-19, 1995.
Full text of this publication is available on NIAAA's World Wide
Web site at http://www.niaaa.nih.gov
All material contained in the Alcohol Alert is in the
public domain and may be used or reproduced without permission from NIAAA.
Citation of the source is appreciated.
Copies of the Alcohol Alert are
available free of charge from the National Institute on Alcohol Abuse and
Alcoholism (NIAAA) Publications Distribution Center, Attn.: Alcohol Alert, P.O.
Box 10686, Rockville, MD 20849-0686.
|