National Institute on Alcohol Abuse and Alcoholism No. 41 July
1998
Alcohol and Sleep
The average adult sleeps 7.5 to 8 hours every night. Although the function of
sleep is unknown, abundant evidence demonstrates that lack of sleep can have
serious consequences, including increased risk of depressive disorders, impaired
breathing, and heart disease. In addition, excessive daytime sleepiness
resulting from sleep disturbance is associated with memory deficits, impaired
social and occupational function, and car crashes (1,2). Alcohol consumption can
induce sleep disorders by disrupting the sequence and duration of sleep states
and by altering total sleep time as well as the time required to fall asleep
(i.e., sleep latency). This Alcohol Alert explores the effects of alcohol
consumption on sleep patterns, the potential health consequences of alcohol
consumption combined with disturbed sleep, and the risk for relapse in those
with alcoholism who fail to recover normal sleep patterns.
Sleep Structure, Onset, and Arousal
Before discussing alcohol's effects on sleep, it is helpful to summarize some
basic features of normal sleep. A person goes through two alternating states of
sleep, characterized in part by different types of brain electrical activity
(i.e., brain waves). These states are called slow wave sleep (SWS), because in
this type of sleep the brain waves are very slow, and rapid eye movement (REM)
sleep, in which the eyes undergo rapid movements although the person remains
asleep.
Most sleep is the deep, restful SWS. REM sleep occurs periodically, occupying
about 25 percent of sleep time in the young adult. Episodes of REM normally
recur about every 90 minutes and last 5 to 30 minutes. REM sleep is less restful
than SWS and is usually associated with dreaming. Although its function is
unknown, REM appears to be essential to health. In rats, deprivation of REM
sleep can lead to death within a few weeks (3). In addition, a transitional
stage of light sleep occurs at intervals throughout the sleep period (4).
Sleep was formerly attributed to decreased activity of brain systems that
maintain wakefulness. More recent data indicate that sleep, like consciousness,
is an active process. Sleep is controlled largely by nerve centers in the lower
brain stem, where the base of the brain joins the spinal cord. Some of these
nerve cells produce serotonin, a chemical messenger associated with sleep onset
(5) and with the regulation of SWS. Certain other nerve cells produce
norepinephrine, which helps regulate REM sleep and facilitates arousal (6). The
exact roles and interactions of these and other chemical messengers in
orchestrating sleep patterns are not known (6). Significantly, however, alcohol
consumption affects the function of these and other chemical messengers that
appear to influence sleep.
Alcohol and Sleep in Those Without Alcoholism
Alcohol consumed at bedtime, after an initial stimulating effect, may
decrease the time required to fall asleep. Because of alcohol's sedating effect,
many people with insomnia consume alcohol to promote sleep. However, alcohol
consumed within an hour of bedtime appears to disrupt the second half of the
sleep period (7). The subject may sleep fitfully during the second half of
sleep, awakening from dreams and returning to sleep with difficulty. With
continued consumption just before bedtime, alcohol's sleep-inducing effect may
decrease, while its disruptive effects continue or increase (8). This sleep
disruption may lead to daytime fatigue and sleepiness. The elderly are at
particular risk, because they achieve higher levels of alcohol in the blood and
brain than do younger persons after consuming an equivalent dose. Bedtime
alcohol consumption among older persons may lead to unsteadiness if walking is
attempted during the night, with increased risk of falls and injuries (3).
Alcoholic beverages are often consumed in the late afternoon (e.g., at "happy
hour" or with dinner) without further consumption before bedtime. Studies show
that a moderate dose1 of alcohol consumed as much as 6 hours before
bedtime can increase wakefulness during the second half of sleep. By the time
this effect occurs, the dose of alcohol consumed earlier has already been
eliminated from the body, suggesting a relatively long-lasting change in the
body's mechanisms of sleep regulation (7,8).
The adverse effects of sleep deprivation are increased following alcohol
consumption. Subjects administered low doses of alcohol following a night of
reduced sleep perform poorly in a driving simulator, even with no alcohol left
in the body (9,10). Reduced alertness may potentially increase alcohol's
sedating effect in situations such as rotating sleep-wake schedules (e.g., shift
work) and rapid travel across multiple time zones (i.e., jet lag) (9). A person
may not recognize the extent of sleep disturbance that occurs under these
circumstances, increasing the danger that sleepiness and alcohol consumption
will co-occur.
Alcohol and Breathing Disorders
Approximately 2 to 4 percent of Americans suffer from obstructive sleep apnea
(OSA), a disorder in which the upper air passage (i.e., the pharynx, located at
the back of the mouth) narrows or closes during sleep (11). The resulting
episode of interrupted breathing (i.e., apnea) wakens the person, who then
resumes breathing and returns to sleep. Recurring episodes of apnea followed by
arousal can occur hundreds of times each night, significantly reducing sleep
time and resulting in daytime sleepiness. Those with alcoholism appear to be at
increased risk for sleep apnea, especially if they snore (12). In addition,
moderate to high doses of alcohol consumed in the evening can lead to narrowing
of the air passage (13,14), causing episodes of apnea even in persons who do not
otherwise exhibit symptoms of OSA. Alcohol's general depressant effects can
increase the duration of periods of apnea, worsening any preexisting OSA (14).
OSA is associated with impaired performance on a driving simulator as well as
with an increased rate of motor vehicle crashes in the absence of alcohol
consumption (9,10). Among patients with severe OSA, alcohol consumption at a
rate of two or more drinks per day is associated with a fivefold increased risk
for fatigue-related traffic crashes compared with OSA patients who consume
little or no alcohol (15). In addition, the combination of alcohol, OSA, and
snoring increases a person's risk for heart attack, arrhythmia, stroke, and
sudden death (16).
Age-Related Effects and the Impact of Drinking
Little research has been conducted on the specific effects of alcohol on
sleep states among different age groups. Scher (17) investigated the effects of
prenatal alcohol exposure on sleep patterns in infants. Measurements of brain
electrical activity demonstrated that infants of mothers who consumed at least
one drink per day during the first trimester of pregnancy exhibited sleep
disruptions and increased arousal compared with infants of nondrinking women.
Additional studies revealed that infants exposed to alcohol in mothers' milk
fell asleep sooner but slept less overall than those who were not exposed to
alcohol (18). The exact significance of these findings is unclear.
Normal aging is accompanied by a gradual decrease in SWS and an increase in
nighttime wakefulness. People over 65 often awaken 20 times or more during the
night, leading to sleep that is less restful and restorative (3). Age-related
sleep deficiencies may encourage the use of alcohol to promote sleep, while
increasing an older person's susceptibility to alcohol-related sleep
disturbances (3,19). Potential sources of inconsistency among study results
include different doses of alcohol employed and failure to screen out subjects
with preexisting sleep disorders (3).
Effects of Alcohol on Sleep in Those With Alcoholism
Active Drinking and Withdrawal. Sleep disturbances associated with
alcoholism include increased time required to fall asleep, frequent awakenings,
and a decrease in subjective sleep quality associated with daytime fatigue (3).
Abrupt reduction of heavy drinking can trigger alcohol withdrawal syndrome,
accompanied by pronounced insomnia with marked sleep fragmentation. Decreased
SWS during withdrawal may reduce the amount of restful sleep. It has been
suggested that increased REM may be related to the hallucinations that sometimes
occur during withdrawal. In patients with severe withdrawal, sleep may consist
almost entirely of brief periods of REM interrupted by numerous awakenings
(3,20).
Recovery and Relapse. Despite some improvement after withdrawal
subsides, sleep patterns may never return to normal in those with alcoholism,
even after years of abstinence (3,21). Abstinent alcoholics tend to sleep
poorly, with decreased amounts of SWS and increased nighttime wakefulness that
could make sleep less restorative and contribute to daytime fatigue (22).
Resumption of heavy drinking leads to increased SWS and decreased wakefulness.
This apparent improvement in sleep continuity may promote relapse by
contributing to the mistaken impression that alcohol consumption improves sleep
(23-25). Nevertheless, as drinking continues, sleep patterns again become
disrupted (3).
Researchers have attempted to predict relapse potential using measures of
sleep disruption. Gillin and colleagues (26) measured REM sleep in patients
admitted to a 1-month alcoholism treatment program. Higher levels of REM
predicted those who relapsed within 3 months after hospital discharge in 80
percent of the patients. A review of additional research (3) concluded that
those who eventually relapsed exhibited a higher proportion of REM and a lower
proportion of SWS at the beginning of treatment, compared with those who
remained abstinent. Although additional research is needed, these findings may
facilitate early identification of patients at risk for relapse and allow
clinicians to tailor their treatment programs accordingly.
Alcohol and Sleep--A Commentary by NIAAA Director Enoch Gordis, M.D.
According to recent news reports, Americans are at risk for a variety of
sleep-related health problems. Alcohol use affects sleep in a number of ways and
can exacerbate these problems. Because alcohol use is widespread, it is
important to understand how this use affects sleep to increase risk for illness.
For example, it is popularly believed that a drink before bedtime can aid
falling asleep. However, it also can disrupt normal sleep patterns, resulting in
increased fatigue and physical stress to the body. Alcohol use can aggravate
sleeping disorders, such as sleep apnea; those with such disorders should be
cautious about alcohol use. Many nursing mothers are still regularly advised by
their physicians to have a drink to promote lactation (so-called let-down
reflex). Babies who receive alcohol in breast milk are known to have disrupted
sleeping patterns. Because researchers do not yet know what effect this
disruption has on nursing infants, physicians should reconsider this advice.
Alcoholism treatment also can be complicated by sleep problems during
withdrawal and during subsequent behavioral treatment, where sleeping problems
experienced by many recovering alcoholics may increase their risk for relapse.
Because it is likely that alcohol may act on the same neurotransmitters involved
in sleep, increased knowledge of alcohol's effects on the brain will help to
promote new therapeutic techniques for alcohol-related sleep disorders and,
perhaps, improve the chance for long-term sobriety.
References
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1A standard drink is generally considered to be 12 ounces
of beer, 5 ounces of wine, or 1.5 ounces of distilled spirits, each drink
containing approximately 0.5 ounce of alcohol. In addition, terms such as light,
moderate, or heavy drinking are not used consistently by alcoholism researchers.
Therefore, in each case, the terms used in this text are those of the author or
authors cited.
All material contained in the Alcohol Alert is in the
public domain and may be used or reproduced without permission from NIAAA.
Citation of the source is appreciated.
Copies of the Alcohol Alert
are available free of charge from the National Institute on Alcohol Abuse
and Alcoholism Publications Distribution Center, P.O. Box 10686, Rockville, MD
20849-0686.
Full text of this publication is available on NIAAA's World
Wide Web site at http://www.niaaa.nih.gov
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